Broker Check


You may already have a plan – but do you, really?

You may have a pre-existing relationship with a financial professional. At some point, you may have also purchased specific investment, retirement and insurance products, or put an estate or tax plan in place - all with the hope that they would help address your financial concerns.

Without a comprehensive strategy in place, you may not be able to help ensure that your products are working together to help you meet your financial goals. We believe individual products make sense... when they’re implemented within the context of a larger plan.

Our clients include business owners, CEOs, Managing Partners, executives, physicians and attorneys. We assist them with a wide array of financial services, including:

    Estate Planning*

    • Testamentary documents
    • Estate tax balance sheets and expenses

      Retirement Planning

      • Maximizing company benefits
      • Social Security and Medicare
      • IRA and savings plan distributions

        Risk Management

        • Group and individual insurance
        • Personal "umbrella" policy
        • Homeowner's and casualty
        • Life and family protection
        • Disability income insurance
        • Health coverage

          Cash Flow Analysis

          • Current cash flow
          • Asset-redeployment techniques

            Tax Planning Strategies*

            • Income tax projection
            • Withholding and estimated tax analysis
            • Alternate Minimum Tax

              Investment Planning

              • Asset allocation, mutual funds and securities brokerage services
              • Integration of company benefits with personal portfolio
              • Implementation of investment strategies
              • Stock-option exercises

              *Estate Planning is done in conjunction with your estate planning attorney, tax attorney and/or CPA. Any discussions of taxes is for general information purposes only, does not purport to be complete or cover every situation, and should not be construed as legal, tax or accounting advise. Clients should confer with their qualified legal, tax and accounting advisors as appropriate.